Ho, Lap Chi 何立志
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2007-05-29 | 2009-07-01 |
| 2 | Moliyo (Hong Kong) Limited | Rep | Advising on securities | 2003-04-08 | |
| 3 | RHB ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2015-09-08 | 2016-09-09 | Rep | Asset management | 2015-09-08 | 2016-09-09 | RO | Advising on securities | 2016-09-09 | 2018-05-29 | RO | Asset management | 2016-09-09 | 2018-05-29 | RO | Dealing in securities | 2016-09-09 | 2018-05-29 |
| 4 | SBI China Capital Securities Limited | Rep | Advising on securities | 2005-05-06 | 2006-03-18 |
| 5 | SMART GRANDLY ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2015-02-12 | 2015-09-01 | RO | Asset management | 2015-02-12 | 2015-09-01 |
| 6 | Sun Life Asset Management (HK) Limited | Rep | Advising on securities | 2018-05-30 | 2018-10-18 | Rep | Asset management | 2018-05-30 | 2018-10-18 | RO | Advising on securities | 2018-10-18 | RO | Asset management | 2018-10-18 |
| 7 | TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED | Rep | Asset management | 2009-10-22 | 2014-06-30 | Rep | Advising on securities | 2010-06-29 | 2014-06-30 |
| 8 | VC BROKERAGE LIMITED | Rep | Advising on securities | 2003-04-09 | 2005-05-05 |
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