Yang, Dong (SFC:APR493) 楊棟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2007-09-27 | 2010-06-04 |
| 2 | Harmony Capital Global Asset Management Limited | RO | Advising on securities | 2016-11-16 | 2018-07-15 | RO | Asset management | 2016-11-16 | 2018-07-15 |
| 3 | TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED | Rep | Advising on securities | 2010-07-15 | 2015-03-04 | Rep | Asset management | 2010-07-15 | 2015-05-15 | RO | Advising on securities | 2015-03-04 | 2016-07-23 | RO | Asset management | 2015-05-15 | 2016-07-23 | Rep | Advising on securities | 2018-09-13 | 2018-11-23 | Rep | Asset management | 2018-09-13 | 2018-11-23 | RO | Advising on securities | 2018-11-23 | 2021-07-01 | RO | Asset management | 2018-11-23 | 2021-07-01 |
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