Chien, Li Min 簡利珉

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Beevest Securities Limited RO Dealing in securities 2007-11-02 2008-06-28
Rep Advising on securities 2008-01-02 2008-06-28
Rep Dealing in futures contracts 2008-01-02 2008-06-28
2 HUA NAN SECURITIES (HK) LIMITED Rep Dealing in securities 2010-02-02 2011-03-24
Rep Dealing in futures contracts 2010-03-08 2011-03-24
3 Look's Securities Limited RO Dealing in securities 2017-04-13 2017-10-19
4 Nerico Brothers Limited (HK) Rep Dealing in futures contracts 2013-03-13 2013-09-04
Rep Dealing in securities 2013-03-13 2013-09-04
Rep Leveraged foreign exchange trading 2013-03-13 2013-09-04
5 PAOCHU INVESTMENT ADVISORY LIMITED Rep Advising on securities 2013-10-15 2014-11-21
Rep Asset management 2013-10-15 2014-11-21
6 QMIS Securities Limited RO Dealing in securities 2009-07-24 2009-12-09
7 Safari Asia Limited Rep Asset management 2017-04-13 2017-10-19
RO Advising on securities 2017-04-13 2017-10-19
8 SINCERE SECURITIES LIMITED Rep Dealing in securities 2012-12-10 2013-01-21
9 TC Concord Securities Limited Rep Advising on securities 2011-05-04 2012-06-15
Rep Dealing in securities 2011-05-04 2012-06-15
10 UNICORN SECURITIES COMPANY LIMITED Rep Dealing in securities 2015-09-01 2016-02-19
11 Yuanta Securities (Hong Kong) Company Limited Rep Advising on securities 2014-12-30 2015-08-24
Rep Dealing in securities 2014-12-30 2015-08-24
Rep Dealing in futures contracts 2015-04-23 2015-08-24
Rep Leveraged foreign exchange trading 2015-04-23 2015-08-24
12 Yuet Sheung International Securities Limited Rep Dealing in securities 2016-03-29 2016-05-16
Rep Advising on securities 2016-05-05 2016-05-16
RO Advising on securities 2016-05-16 2016-07-12
RO Dealing in securities 2016-05-16 2016-07-12
13 Zeta Capital (H.K.) Limited Rep Advising on securities 2016-07-29 2016-09-29
RO Advising on securities 2016-09-29 2017-03-20

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