Lin, Cindy Shuk Kwan 練淑群
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASG MANAGEMENT LIMITED (HK) | Rep | Advising on corporate finance | 2003-09-08 | |
| 2 | ASG FUTURES LIMITED | Rep | Advising on futures contracts | 2003-09-08 | |
| 3 | ASG MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2003-09-08 | |
| 4 | ASG FUTURES LIMITED | Rep | Asset management | 2003-09-08 | |
| 5 | ASG MANAGEMENT LIMITED (HK) | Rep | Asset management | 2003-09-08 | |
| 6 | ASG FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-12-18 | |
| 7 | Open Securities Limited | Rep | Dealing in futures contracts | 2011-08-17 | 2017-06-11 |
| 8 | ASG MANAGEMENT LIMITED (HK) | Rep | Dealing in securities | 2003-12-18 | |
| 9 | Open Securities Limited | Rep | Dealing in securities | 2003-12-24 | 2017-06-11 |
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