Chan, Lee Yeung 陳利揚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Amasse Asset Management Limited | RO | Advising on securities | 2022-12-02 | 2024-03-31 |
| 2 | First Fidelity Capital (International) Limited | RO | Advising on securities | 2016-07-21 | 2021-01-21 | RO | Dealing in securities | 2016-07-21 | 2021-01-21 |
| 3 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2016-04-30 | RO | Asset management | 2010-12-03 | 2011-06-15 |
| 4 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | RO | Advising on corporate finance | 2004-08-17 | RO | Advising on securities | 2004-08-17 | RO | Asset management | 2004-08-17 | RO | Dealing in securities | 2016-04-30 | RO | Advising on securities | 2010-02-23 | 2016-04-30 |
| 5 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Advising on futures contracts | 2004-08-17 | Rep | Asset management | 2004-08-17 | Rep | Dealing in futures contracts | 2008-01-07 | RO | Dealing in futures contracts | 2008-01-07 | 2016-04-30 |
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