Lam, Dennis Che Chung 林志聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DESCARTES GLOBAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2004-10-27 | 2007-03-16 | RO | Asset management | 2007-03-16 | 2008-03-21 |
| 2 | JT CAPITAL MANAGEMENT LIMITED | RO | Asset management | 2013-03-18 | 2015-04-01 |
| 3 | Mighty Divine Investment Management Limited | RO | Asset management | 2020-06-09 | |
| 4 | MIGHTY DIVINE SECURITIES LIMITED | RO | Dealing in securities | 2021-06-08 | |
| 5 | Phoenician Limited (HK) | Rep | Asset management | 2015-04-15 | 2015-05-12 | RO | Asset management | 2015-05-12 | 2016-06-27 | RO | Advising on securities | 2015-09-21 | 2016-06-27 |
| 6 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | RO | Asset management | 2008-12-18 | 2012-08-09 | RO | Advising on securities | 2010-12-24 | 2012-08-09 |
| 7 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2010-12-24 | 2012-08-09 |
| 8 | ZhongHua Finance Asset Management Co., Limited | RO | Asset management | 2018-04-11 | 2020-01-07 | RO | Advising on securities | 2018-08-08 | 2020-01-07 |
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