Pao, Lik 鮑力
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | C.P. FINANCIAL MANAGEMENT LIMITED | RO | Asset management | 2016-12-13 | 2020-10-22 |
| 2 | C.P. SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2016-04-12 | 2016-04-22 | RO | Dealing in securities | 2016-04-22 | 2020-12-11 |
| 3 | Draco Investment Management Limited | RO | Advising on securities | 2021-05-10 | RO | Dealing in securities | 2021-05-10 | RO | Asset management | 2021-05-11 |
| 4 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2007-12-20 | 2009-03-18 | RO | Advising on securities | 2009-03-18 | 2016-03-21 | RO | Asset management | 2012-03-15 | 2016-03-21 |
| 5 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Advising on corporate finance | 2004-05-15 | Rep | Advising on securities | 2004-05-15 | Rep | Asset management | 2004-05-15 | Rep | Dealing in securities | 2007-12-20 | RO | Dealing in securities | 2007-12-20 | 2016-03-21 | RO | Advising on securities | 2010-02-23 | 2016-03-21 |
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