Chow, Ronny Wai Man 周偉民
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITRUS SECURITIES LIMITED | RO | Dealing in securities | 2021-05-26 | 2021-08-05 |
| 2 | Duncan Futures Limited | RO | Advising on futures contracts | 2021-10-04 | 2025-05-09 | RO | Dealing in futures contracts | 2021-10-04 | 2025-05-09 |
| 3 | HARRIS FRASER (INTERNATIONAL) LIMITED | RO | Advising on securities | 2022-03-24 | RO | Asset management | 2022-03-24 | RO | Dealing in securities | 2022-03-24 |
| 4 | Linkways Asset Management Limited | RO | Asset management | 2018-07-17 | 2020-04-29 |
| 5 | Linkways Investment Management Limited | RO | Advising on securities | 2018-07-17 | 2020-04-29 | RO | Dealing in futures contracts | 2018-07-17 | 2020-04-29 | RO | Dealing in securities | 2018-07-17 | 2020-04-29 | Rep | Advising on securities | 2018-07-18 | 2018-07-18 | Rep | Dealing in futures contracts | 2018-07-18 | 2018-07-18 | Rep | Dealing in securities | 2018-07-18 | 2018-07-18 |
| 6 | MASON INVESTMENT MANAGEMENT LIMITED | RO | Advising on securities | 2021-10-04 | RO | Asset management | 2021-10-04 | RO | Dealing in securities | 2021-10-04 |
| 7 | Mason Securities Limited | RO | Advising on securities | 2021-10-04 | RO | Asset management | 2021-10-04 | Rep | Dealing in securities | 2021-10-04 | 2021-12-13 | RO | Dealing in securities | 2021-12-13 |
| 8 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Asset management | 2011-07-06 | 2011-11-10 |
| 9 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2011-06-10 | 2011-11-10 |
| 10 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-06-10 | 2011-11-10 |
| 11 | UNITED SIMSEN FOREX DEALERS LIMITED | RO | Leveraged foreign exchange trading | 2012-12-28 | 2015-07-08 |
| 12 | XinKong International Asset Management Limited | RO | Asset management | 2012-12-28 | 2018-07-13 |
| 13 | XinKong International Securities Limited | Rep | Dealing in securities | 2012-12-28 | 2014-01-28 | Rep | Dealing in futures contracts | 2013-02-01 | 2013-08-08 | RO | Dealing in futures contracts | 2013-08-08 | 2018-07-13 | RO | Advising on securities | 2014-01-28 | 2018-07-13 | RO | Dealing in securities | 2014-01-28 | 2018-07-13 |
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