Lau, Elaine Yim Ling 劉艷玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2019-07-16 | 2020-05-31 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2019-07-16 | 2020-05-31 | Rep | Dealing in securities | 2019-07-16 | 2020-05-31 |
| 3 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2008-01-23 | 2018-09-04 |
| 4 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2007-03-21 | 2018-09-04 | Rep | Dealing in securities | 2020-08-13 | 2020-11-06 | Rep | Advising on securities | 2020-08-13 | 2021-02-24 | RO | Dealing in securities | 2020-11-06 | 2022-09-30 | RO | Advising on securities | 2021-02-24 | 2022-09-30 |
| 5 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-30 | Rep | Asset management | 2003-04-30 | Rep | Dealing in futures contracts | 2003-06-05 | RO | Dealing in futures contracts | 2003-06-05 | 2005-10-01 | Rep | Dealing in futures contracts | 2007-03-21 | 2008-01-23 | RO | Dealing in futures contracts | 2008-01-23 | 2018-09-04 | Rep | Dealing in futures contracts | 2020-08-13 | 2020-11-06 | RO | Dealing in futures contracts | 2020-11-06 | 2022-09-30 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy