Ng, Sing Hing 伍承興
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2018-12-03 | Rep | Dealing in securities | 2018-12-03 |
| 2 | KGI ASIA LIMITED | Rep | Advising on securities | 2009-01-12 | 2010-01-01 | Rep | Dealing in securities | 2009-01-12 | 2010-01-01 |
| 3 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-03-11 | 2010-01-01 |
| 4 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2004-12-08 | 2008-10-01 | Rep | Dealing in securities | 2007-10-27 | 2008-10-01 |
| 5 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2010-01-18 | 2018-06-01 |
| 6 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2010-01-18 | 2018-06-01 |
| 7 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-01-18 | 2018-06-01 |
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