Au Yeung, Tsz Bun 歐陽子斌

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED Rep Dealing in securities 2007-09-19 2015-07-22
RO Dealing in securities 2015-07-22
2 SOUTHWEST SECURITIES (HK) FUTURES LIMITED Rep Advising on futures contracts 2004-02-18
Rep Asset management 2004-02-18
Rep Dealing in futures contracts 2013-02-06
RO Dealing in futures contracts 2013-02-06

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