Chan, Chi Keung (SFC:ATL552) 陳志強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2009-07-29 | 2017-08-07 | Rep | Advising on securities | 2015-05-26 | 2017-08-07 |
| 2 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2010-03-18 | 2017-08-07 |
| 3 | TOPAZ CAPITAL MANAGEMENT LIMITED | Rep | Asset management | 2019-07-16 | |
| 4 | Topaz Financial Group Limited | Rep | Dealing in futures contracts | 2017-11-27 | Rep | Dealing in securities | 2017-11-27 | Rep | Advising on securities | 2019-07-16 |
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