Chan, Yu Ming (SFC:ASQ013) 陳汝銘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Advising on securities | 2012-05-18 | 2021-12-10 | CASH Wealth Management Limited | Rep | 2023-03-09 |
| 2 | CASH Wealth Management Limited | Rep | Asset management | 2023-03-09 | |
| 3 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-03-26 | 2021-12-10 | CELESTIAL COMMODITIES LIMITED | Rep | 2021-12-21 |
| 4 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2009-05-25 | 2021-12-10 | CELESTIAL SECURITIES LIMITED | Rep | 2021-12-21 |
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