Fung, Sze Yu 馮時裕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Asset management | 2014-03-12 | 2020-09-03 | RO | Advising on securities | 2020-09-03 | 2022-12-23 | RO | Asset management | 2020-09-03 | 2022-12-23 |
| 2 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2007-06-08 | 2017-01-06 | Rep | Advising on securities | 2011-01-26 | 2020-09-03 | RO | Dealing in securities | 2017-01-06 | 2022-12-23 | RO | Advising on securities | 2020-09-03 | 2022-12-23 |
| 3 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-06-08 | 2017-01-06 | RO | Dealing in futures contracts | 2017-01-06 | 2022-12-23 |
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