Ho, Kwan Dik 何君迪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2008-09-11 | 2009-07-12 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2008-09-17 | 2009-07-12 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2008-09-11 | 2009-07-12 |
| 4 | Future Securities Limited (HK) | Rep | Dealing in futures contracts | 2017-12-01 | 2019-12-16 | Rep | Dealing in securities | 2017-12-01 | 2019-12-16 |
| 5 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2007-11-01 | 2008-07-05 | Rep | Dealing in securities | 2011-07-21 | 2012-12-31 | Rep | Dealing in securities | 2014-01-20 | 2014-12-31 |
| 6 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Advising on futures contracts | 2004-02-20 | Rep | Asset management | 2004-02-20 | Rep | Dealing in futures contracts | 2008-07-05 | Rep | Dealing in futures contracts | 2011-07-21 | 2012-12-31 | Rep | Dealing in futures contracts | 2014-01-20 | 2014-12-31 |
| 7 | WING FUNG FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2009-09-08 | 2009-10-16 |
| 8 | WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-09-08 | 2009-10-16 |
| 9 | WING FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2009-09-08 | 2009-10-16 |
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