Leung, Siu Yung 梁肇勇

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED Rep Dealing in securities 2008-05-15 2015-12-10
2 SOUTHWEST SECURITIES (HK) FUTURES LIMITED Rep Dealing in futures contracts 2010-03-18 2015-12-10
3 TOPAZ CAPITAL MANAGEMENT LIMITED Rep Asset management 2019-04-11
4 Topaz Financial Group Limited Rep Dealing in futures contracts 2016-01-20
Rep Dealing in securities 2016-01-20
Rep Advising on securities 2019-07-16

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