Li, Chi Hong (SFC:AMJ927) 李志航
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2005-08-24 | 2016-08-10 |
| 2 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-08-24 | 2016-08-10 |
| 3 | TOPAZ CAPITAL MANAGEMENT LIMITED | Rep | Asset management | 2018-06-13 | |
| 4 | Topaz Financial Group Limited | Rep | Dealing in futures contracts | 2016-09-06 | Rep | Dealing in securities | 2016-09-06 | Rep | Advising on securities | 2019-07-16 |
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