Ng, Kenneth Chun Tak 吳進德
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Ever-Long Capital Management Limited (b2014-01-15) | Rep | Asset management | 2019-01-02 | 2021-06-01 | RO | Asset management | 2021-06-01 | 2023-07-31 |
| 2 | Ever-Long Futures Limited | Rep | Dealing in futures contracts | 2019-01-02 | 2019-01-24 | RO | Dealing in futures contracts | 2019-01-24 | 2023-07-31 |
| 3 | EVER-LONG RESEARCH LIMITED | RO | Advising on securities | 2021-09-29 | 2023-07-31 |
| 4 | EVER-LONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2019-01-02 | 2019-01-24 | Rep | Advising on securities | 2019-01-02 | 2021-09-29 | RO | Dealing in securities | 2019-01-24 | 2023-07-31 | RO | Advising on securities | 2021-09-29 | 2023-07-31 |
| 5 | M&F Asset Management Limited | Rep | Advising on securities | 2023-08-24 | 2023-10-31 | Rep | Asset management | 2023-08-24 | 2023-10-31 | Rep | Dealing in securities | 2023-08-24 | 2023-10-31 | RO | Advising on securities | 2023-10-31 | RO | Asset management | 2023-10-31 | RO | Dealing in securities | 2023-10-31 |
| 6 | MAGIC COMPASS ASSET MANAGEMENT LIMITED | Rep | Asset management | 2018-01-15 | 2018-12-17 |
| 7 | MAGIC COMPASS FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-11-07 | 2018-05-29 | RO | Dealing in futures contracts | 2018-05-29 | 2018-12-17 |
| 8 | Prime Cdex Securities Limited | Rep | Dealing in securities | 2017-11-07 | 2018-05-29 | Rep | Advising on securities | 2017-11-07 | 2018-12-17 | RO | Dealing in securities | 2018-05-29 | 2018-12-17 |
| 9 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2007-05-18 | 2017-11-01 | Rep | Advising on securities | 2012-05-28 | 2017-11-01 |
| 10 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-05-18 | 2017-11-01 |
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