Poon, Dixon Tit Chu 潘鐵柱
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOHO INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2020-07-28 | 2023-08-11 | RO | Asset management | 2020-07-28 | 2023-08-11 |
| 2 | JIMEI SECURITIES LIMITED | Rep | Dealing in securities | 2013-08-22 | 2013-09-30 | RO | Dealing in securities | 2013-09-30 | 2017-03-27 |
| 3 | MAGIC COMPASS FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-11-22 | 2020-01-21 |
| 4 | Prime Cdex Securities Limited | Rep | Dealing in securities | 2019-07-15 | 2019-08-19 | RO | Dealing in securities | 2019-08-19 | 2020-01-21 |
| 5 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Advising on corporate finance | 2004-08-30 | Rep | Advising on securities | 2004-08-30 | Rep | Asset management | 2004-08-30 | Rep | Dealing in securities | 2013-08-01 |
| 6 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Advising on futures contracts | 2005-03-03 | Rep | Asset management | 2005-03-03 | Rep | Dealing in futures contracts | 2013-08-01 |
| 7 | Yieldful Securities Limited | RO | Dealing in securities | 2017-05-17 | 2019-01-11 |
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