Au, Hon Kwong 區漢光
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2010-09-06 | 2011-02-25 |
| 2 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2011-05-04 | 2012-12-14 |
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