Au, Shui Leung 區瑞良
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDEN MOUNTAIN FINANCIAL LIMITED | Rep | Dealing in futures contracts | 2012-05-04 | 2012-05-15 |
| 2 | MFG Limited (HK) | Rep | Advising on securities | 2009-12-16 | 2010-10-29 |
| 3 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2010-11-08 | 2012-04-24 |
| 4 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-11-04 | 2012-04-24 |
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