Hung, Yan (SFC:ASP980) 洪寧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BOCOM MPF & Financial Services Company Limited | Rep | Advising on securities | 2012-11-15 | 2020-01-07 |
2 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2009-03-26 | 2012-01-01 |
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