Lam, Tomy Yat Hang 林堯坤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Fosun International Securities Limited | Rep | Dealing in securities | 2008-08-11 | 2009-09-26 | Rep | Dealing in securities | 2014-12-12 | 2022-01-31 |
2 | Glory Sun Securities Limited | Rep | Dealing in securities | 2022-02-10 | |
3 | JIMEI SECURITIES LIMITED | Rep | Dealing in securities | 2013-09-25 | 2014-12-08 |
4 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2009-10-02 | 2013-09-18 |
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