Lee, Yeuk Yu Ross 李若愚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GF FUTURES (HONG KONG) CO., LIMITED | Rep | Dealing in futures contracts | 2013-01-30 | 2014-01-20 |
| 2 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2013-01-30 | 2014-01-20 | Rep | Advising on securities | 2013-04-18 | 2014-01-20 |
| 3 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Asset management | 2012-05-29 | 2013-01-12 |
| 4 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2011-08-02 | 2013-01-12 |
| 5 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-06-22 | 2013-01-12 |
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