Liu, Oi Yee 廖靄兒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2019-01-30 | |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2019-11-18 | |
| 3 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2019-01-30 | |
| 4 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2019-01-30 | Rep | Advising on securities | 2019-01-30 | 2024-02-23 |
| 5 | Everbright Securities Digital Finance (HK) Limited | Rep | Dealing in securities | 2020-06-01 | |
| 6 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2019-01-30 | Rep | Dealing in securities | 2019-01-30 |
| 7 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2007-03-14 | 2019-01-05 | Rep | Advising on securities | 2015-05-26 | 2019-01-05 |
| 8 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-03-14 | 2009-02-03 | Rep | Dealing in futures contracts | 2012-05-18 | 2019-01-05 |
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