Ng, Yuen Leong 吳遠亮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2022-05-27 | |
2 | Prime Cdex Securities Limited | Rep | Dealing in securities | 2018-01-08 | 2019-04-10 |
3 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2009-01-15 | 2017-12-30 | Rep | Dealing in securities | 2019-04-16 | 2022-05-23 |
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