Ng, Yuen Leong 吳遠亮

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 PHILLIP SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2022-05-27
2 Prime Cdex Securities Limited Rep Dealing in securities 2018-01-08 2019-04-10
3 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED Rep Dealing in securities 2009-01-15 2017-12-30
Rep Dealing in securities 2019-04-16 2022-05-23

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