Siu, Helfen Hi Kin 蕭起健
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2008-03-05 | 2009-04-04 |
| 2 | HOORAY SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-08-13 | Rep | Advising on securities | 2003-08-13 | Rep | Asset management | 2003-08-13 | Rep | Dealing in securities | 2003-10-16 |
| 3 | MAGIC COMPASS FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-12-04 | 2019-07-31 |
| 4 | MAINLAND SECURITIES LIMITED | Rep | Dealing in securities | 2019-10-02 | 2022-03-25 | RO | Dealing in securities | 2022-03-25 |
| 5 | Prime Cdex Securities Limited | Rep | Dealing in securities | 2017-07-28 | 2019-07-31 |
| 6 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2003-10-16 | 2008-02-20 | Rep | Dealing in securities | 2009-04-27 | 2017-07-22 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy