Yip, Kwun Wang 葉冠宏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AJ Futures Limited | Rep | Dealing in futures contracts | 2020-05-13 | 2023-05-05 |
| 2 | AJ Securities Limited | Rep | Dealing in securities | 2020-05-13 | 2023-05-05 | Rep | Advising on securities | 2020-05-18 | 2023-05-05 |
| 3 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2011-08-29 | 2015-12-10 |
| 4 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-03-27 | 2015-12-10 |
| 5 | TIAN YUAN FINANCE (INDEX TRADING) LIMITED | Rep | Dealing in futures contracts | 2016-11-25 | 2019-11-29 |
| 6 | TIAN YUAN FINANCE LIMITED | Rep | Dealing in securities | 2015-12-24 | 2019-11-29 | Rep | Advising on securities | 2016-03-31 | 2019-11-29 |
| 7 | YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2020-02-26 | 2020-04-03 |
| 8 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2020-02-12 | 2020-04-03 |
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