Chiu, Leo Yung 焦勇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAPITAL GLOBAL MANAGEMENT LIMITED | Rep | Advising on securities | 2007-03-28 | 2007-10-30 |
| 2 | Ever Fountain Asia Limited | RO | Advising on securities | 2014-12-12 | 2023-04-25 | RO | Dealing in securities | 2014-12-12 | 2023-04-25 |
| 3 | Huarong International Securities Limited | Rep | Advising on securities | 2010-04-26 | 2010-11-11 | Rep | Dealing in securities | 2010-04-26 | 2010-11-11 |
| 4 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Advising on securities | 2008-05-15 | 2008-07-26 |
| 5 | Lion Global Financial Limited | Rep | Advising on securities | 2005-12-29 | 2006-12-11 | Rep | Advising on securities | 2007-12-10 | 2008-05-01 | Rep | Asset management | 2008-03-03 | 2008-05-01 |
| 6 | Superfund Financial (Hong Kong) Limited | Rep | Advising on securities | 2008-08-05 | 2010-04-01 | Rep | Dealing in securities | 2008-08-26 | 2010-04-01 |
| 7 | TARGET CAPITAL MANAGEMENT LIMITED (HK) | RO | Advising on securities | 2010-12-24 | 2013-05-31 | RO | Asset management | 2010-12-24 | 2013-05-31 | RO | Dealing in securities | 2010-12-24 | 2013-05-31 |
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