Lo, Alison Shuk Kwan 盧淑君
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2007-03-15 | 2009-08-01 |
| 2 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2009-08-06 | 2010-07-06 |
| 3 | Maxcess Capital Limited | Rep | Advising on securities | 2018-08-16 | 2018-08-24 |
| 4 | CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2007-03-15 | 2009-08-01 |
| 5 | Maxcess Capital Limited | Rep | Asset management | 2018-08-16 | 2018-08-24 |
| 6 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2009-11-24 | 2010-07-06 |
| 7 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2009-09-11 | 2010-07-06 |
| 8 | Golden K2 Securities Limited | Rep | Dealing in securities | 2018-08-16 | 2018-08-24 |
| 9 | TARGET CAPITAL MANAGEMENT LIMITED (HK) | RO | Advising on securities | 2011-05-30 | 2013-12-05 |
| 10 | Maxcess Capital Limited | RO | Advising on securities | 2018-08-24 | 2020-07-01 |
| 11 | TARGET CAPITAL MANAGEMENT LIMITED (HK) | RO | Asset management | 2011-05-30 | 2013-12-05 |
| 12 | Maxcess Capital Limited | RO | Asset management | 2018-08-24 | 2020-07-01 |
| 13 | TARGET CAPITAL MANAGEMENT LIMITED (HK) | RO | Dealing in securities | 2011-05-30 | 2013-12-05 |
| 14 | Golden K2 Securities Limited | RO | Dealing in securities | 2018-08-24 | 2020-07-01 |
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