Ng, Raymond Ying Wang 伍鷹宏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLC ASSET MANAGEMENT LIMITED (HK) | RO | Asset management | 2016-11-22 | 2019-02-08 |
| 2 | CLC SECURITIES LIMITED | Rep | Advising on securities | 2014-12-02 | 2019-02-20 | Rep | Dealing in securities | 2014-12-02 | 2019-02-20 |
| 3 | DingHong Capital Management Limited | RO | Advising on securities | 2025-01-27 | RO | Asset management | 2025-01-27 |
| 4 | INFINITY ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2020-11-16 | 2021-01-06 | Rep | Asset management | 2020-11-16 | 2021-01-06 | RO | Advising on securities | 2021-01-06 | 2022-05-31 | RO | Asset management | 2021-01-06 | 2022-05-31 |
| 5 | Rui Asset Management Company Limited | RO | Asset management | 2019-09-30 | 2020-05-31 | RO | Advising on securities | 2019-11-12 | 2020-05-31 |
| 6 | Sino Suisse Capital (Hong Kong) Limited | RO | Advising on securities | 2023-12-20 | 2024-12-26 | RO | Asset management | 2023-12-20 | 2024-12-26 | RO | Dealing in securities | 2023-12-20 | 2024-12-26 |
| 7 | T G HOLBORN (HK) LIMITED | Rep | Advising on corporate finance | 2003-05-01 | Rep | Advising on securities | 2003-05-01 |
| 8 | TARGET CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2007-12-12 | 2011-04-14 | Rep | Asset management | 2007-12-12 | 2011-04-14 | Rep | Dealing in securities | 2010-06-30 | 2011-04-14 | RO | Advising on securities | 2011-04-14 | 2014-11-10 | RO | Asset management | 2011-04-14 | 2014-11-10 | RO | Dealing in securities | 2011-04-14 | 2014-11-10 |
| 9 | THORNTON GLOBAL WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2004-07-02 | 2006-08-25 |
| 10 | WE Asset Management Limited | RO | Advising on securities | 2022-07-08 | 2023-08-14 | RO | Asset management | 2022-07-08 | 2023-08-14 |
| 11 | WE Securities Limited | RO | Dealing in securities | 2022-07-08 | 2023-08-14 |
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