Yan, Vanessa Shuk Ching 甄淑貞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | THORNTON GLOBAL WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2004-12-09 | 2007-05-29 | TARGET CAPITAL MANAGEMENT LIMITED (HK) | Rep | 2007-07-11 | 2007-12-27 | TARGET CAPITAL MANAGEMENT LIMITED (HK) | RO | 2007-12-27 | 2012-03-28 | TARGET CAPITAL MANAGEMENT LIMITED (HK) | Rep | 2012-03-28 | 2014-06-19 |
| 2 | HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | Asset management | 2004-08-12 | 2004-11-29 | TARGET CAPITAL MANAGEMENT LIMITED (HK) | Rep | 2007-08-01 | 2014-06-19 |
| 3 | HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | Dealing in securities | 2004-07-07 | 2004-11-29 | TARGET CAPITAL MANAGEMENT LIMITED (HK) | Rep | 2010-06-30 | 2014-06-19 |
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