Yim, Alice Ping 嚴冰

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 HARRIS FRASER (INTERNATIONAL) LIMITED Rep Advising on corporate finance 2004-11-26
Rep Advising on securities 2006-11-15
Rep Asset management 2006-11-15
Rep Automated trading services 2006-11-15
Rep Dealing in securities 2006-11-15
2 TARGET CAPITAL MANAGEMENT LIMITED (HK) RO Advising on securities 2007-04-26 2014-04-30
RO Asset management 2007-04-26 2014-04-30
RO Dealing in securities 2010-06-29 2014-04-30

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