Chan, King Yuet 陳琼月
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | Advising on securities | 2014-07-21 | 2017-12-12 |
| 2 | SHANGGU ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2017-12-20 | 2018-03-14 | Rep | Asset management | 2017-12-20 | 2018-03-14 | Rep | Dealing in securities | 2017-12-20 | 2018-03-14 |
| 3 | Sinostar Asset Management Limited | Rep | Advising on securities | 2019-01-09 | 2020-04-30 | Rep | Asset management | 2019-01-09 | 2020-04-30 |
| 4 | Sinostar Securities Limited | Rep | Dealing in securities | 2019-01-09 | 2020-04-30 |
| 5 | St. James's Place (Hong Kong) Limited | Rep | Advising on securities | 2020-11-06 | 2021-08-09 | Rep | Asset management | 2020-11-06 | 2021-08-09 | Rep | Dealing in securities | 2020-11-06 | 2021-08-09 |
| 6 | T G HOLBORN (HK) LIMITED | Rep | Advising on corporate finance | 2003-07-08 | Rep | Advising on securities | 2003-07-09 |
| 7 | TARGET CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2010-11-02 | 2012-06-14 | Rep | Asset management | 2010-11-02 | 2012-06-14 | Rep | Dealing in securities | 2010-11-02 | 2012-06-14 |
| 8 | THORNTON GLOBAL WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2006-10-01 | 2007-10-15 |
| 9 | Tyche Group Limited | Rep | Advising on securities | 2003-07-09 | 2006-09-01 | Rep | Asset management | 2003-07-14 | 2006-09-01 |
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