Chow, Sandy Li Chen 周麗珍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | TARGET CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2010-12-31 | 2013-08-08 | Rep | Dealing in securities | 2010-12-31 | 2013-08-08 | Rep | Advising on securities | 2016-08-23 | 2017-05-04 | Rep | Dealing in securities | 2016-08-23 | 2017-05-04 | Rep | Asset management | 2016-11-01 | 2017-05-04 |
| 2 | THORNTON GLOBAL WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2004-10-15 | 2010-09-01 |
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