Chung, Thomas Pui Kee 鍾沛祺

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 TARGET CAPITAL MANAGEMENT LIMITED (HK) Rep Advising on securities 2011-05-20 2011-12-13
Rep Dealing in securities 2011-05-20 2011-12-13
2 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED Rep Advising on securities 2004-03-05 2006-11-02
Rep Advising on securities 2008-08-19 2010-09-30
3 TIANDA SECURITIES LIMITED Rep Dealing in securities 2011-12-21 2014-01-01
4 ZHONGRONG PT SECURITIES LIMITED Rep Dealing in securities 2006-11-10 2008-03-31

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