Ip, Wing Shan 葉詠珊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BMI FUNDS MANAGEMENT LIMITED | Rep | Asset management | 2015-06-22 | 2017-06-09 | Rep | Dealing in securities | 2015-06-22 | 2017-06-09 |
| 2 | BMI Securities Limited | Rep | Dealing in securities | 2015-07-17 | 2017-06-09 |
| 3 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2009-03-27 | 2010-02-24 | Rep | Dealing in securities | 2009-03-27 | 2010-02-24 |
| 4 | TARGET CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2011-05-31 | 2013-01-16 | Rep | Asset management | 2011-05-31 | 2013-01-16 | Rep | Dealing in securities | 2011-05-31 | 2013-01-16 |
| 5 | UCAP HONG KONG ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2018-10-19 | 2021-05-03 | Rep | Asset management | 2018-10-19 | 2021-05-03 | Rep | Dealing in securities | 2018-10-19 | 2021-05-03 |
| 6 | UCAP Securities (HK) Limited | Rep | Advising on securities | 2021-05-13 | Rep | Asset management | 2021-05-13 | Rep | Dealing in securities | 2021-05-13 |
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