Lee, Raymond Shu Kwan 李樹群
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GRANDTAG FINANCIAL CONSULTANCY & INSURANCE BROKERS LIMITED | RO | Advising on securities | 2003-06-10 | |
| 2 | GRANDTAG FINANCIAL CONSULTANCY & INSURANCE BROKERS LIMITED | RO | Asset management | 2003-06-10 | |
| 3 | THORNTON GLOBAL WEALTH MANAGEMENT LIMITED | RO | Advising on securities | 2005-05-18 | 2010-09-30 |
| 4 | TARGET CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2011-04-18 | 2011-11-30 |
| 5 | TARGET CAPITAL MANAGEMENT LIMITED (HK) | Rep | Dealing in securities | 2011-04-18 | 2014-05-21 |
| 6 | TARGET CAPITAL MANAGEMENT LIMITED (HK) | RO | Advising on securities | 2011-11-30 | 2014-05-21 |
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