Liu, Monita Lay Yuk 廖莉玉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | THORNTON GLOBAL WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2004-04-02 | 2007-03-14 |
| 2 | THORNTON GLOBAL WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2007-11-15 | 2009-02-13 |
| 3 | TARGET CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2011-04-19 | 2014-02-12 |
| 4 | TARGET CAPITAL MANAGEMENT LIMITED (HK) | Rep | Dealing in securities | 2011-04-19 | 2014-02-12 |
| 5 | CHINA TIMES SECURITIES LIMITED | Rep | Dealing in securities | 2014-11-06 | 2020-10-29 |
| 6 | THORNTON GLOBAL WEALTH MANAGEMENT LIMITED | RO | Advising on securities | 2007-03-14 | 2007-09-14 |
| 7 | THORNTON GLOBAL WEALTH MANAGEMENT LIMITED | RO | Advising on securities | 2009-02-13 | 2010-09-30 |
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