Shen, Pei Lin 沈佩玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Apollo Capital Management Limited | Rep | Advising on securities | 2020-05-11 | 2020-06-16 | Rep | Asset management | 2020-05-11 | 2020-06-16 | RO | Advising on securities | 2020-06-16 | RO | Asset management | 2020-06-16 | RO | Dealing in securities | 2020-11-02 |
| 2 | Atlantic Asset Management Limited | Rep | Asset management | 2015-01-16 | 2020-05-10 |
| 3 | Glory Sun Securities Limited | Rep | Asset management | 2014-10-22 | 2014-10-29 | Rep | Advising on securities | 2014-10-22 | 2015-01-16 | Rep | Dealing in securities | 2014-10-22 | 2015-01-16 | RO | Asset management | 2014-10-29 | 2020-05-10 | RO | Advising on securities | 2015-01-16 | 2020-05-10 | RO | Dealing in securities | 2015-01-16 | 2020-05-10 |
| 4 | TARGET CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2011-08-02 | 2011-10-08 | Rep | Dealing in securities | 2011-08-02 | 2011-10-08 | Rep | Advising on securities | 2011-11-28 | 2012-10-18 | Rep | Dealing in securities | 2011-11-28 | 2012-10-18 | RO | Advising on securities | 2012-10-18 | 2014-10-15 | RO | Asset management | 2012-10-18 | 2014-10-15 | RO | Dealing in securities | 2012-10-18 | 2014-10-15 |
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