Tse, Yuen Fun 謝苑芬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2005-09-15 | 2006-06-30 |
| 2 | SHANGGU ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2018-04-11 | 2019-12-18 | Rep | Dealing in securities | 2018-04-11 | 2019-12-18 |
| 3 | T G HOLBORN (HK) LIMITED | Rep | Advising on corporate finance | 2003-05-01 | Rep | Advising on securities | 2003-05-01 |
| 4 | TARGET CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2011-01-21 | 2018-01-31 | Rep | Dealing in securities | 2011-01-21 | 2018-01-31 |
| 5 | THORNTON GLOBAL WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2004-03-10 | 2005-08-01 | Rep | Advising on securities | 2007-04-19 | 2010-09-30 |
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