Chan, Ricky Sai Ping 陳世平
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HUA NAN SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2008-07-02 | 2008-07-24 | Rep | Dealing in securities | 2008-07-02 | 2008-07-24 | RO | Dealing in futures contracts | 2008-07-24 | 2011-07-31 | RO | Dealing in securities | 2008-07-24 | 2011-07-31 |
| 2 | MAGIC COMPASS FUTURES LIMITED | RO | Dealing in futures contracts | 2008-06-30 | |
| 3 | Prime Cdex Securities Limited | RO | Dealing in securities | 2008-06-30 | |
| 4 | Telecom King Securities Limited | RO | Dealing in futures contracts | 2011-08-10 | 2019-03-31 | RO | Dealing in securities | 2011-08-10 | 2019-03-31 |
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