Yau, Man Yan (SFC:ASC922) 丘文茵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHONG HING SECURITIES LIMITED | Rep | Dealing in securities | 2008-12-19 | 2010-02-25 |
| 2 | D.J. SECURITIES LIMITED | Rep | Advising on securities | 2018-05-14 | 2018-11-12 | Rep | Dealing in securities | 2018-05-14 | 2018-11-12 | RO | Advising on securities | 2018-11-12 | 2022-01-31 | RO | Dealing in securities | 2018-11-12 | 2022-01-31 |
| 3 | FRONTIER CAPITAL MANAGEMENT LIMITED (HK) | Rep | Dealing in securities | 2016-09-30 | 2016-12-29 |
| 4 | Telecom King Securities Limited | Rep | Dealing in securities | 2010-07-21 | 2016-09-26 |
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