Li, Kwok Tung (SFC:AWB685) 李國棟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2022-07-18 | |
| 2 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2022-07-18 | |
| 3 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2022-07-18 | |
| 4 | TELLIGENT CAPITAL MANAGEMENT LIMITED | Rep | Advising on securities | 2010-11-02 | 2019-10-20 |
| 5 | TELLIGENT CAPITAL MANAGEMENT LIMITED | Rep | Asset management | 2010-11-02 | 2019-10-20 |
| 6 | Samsung Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2019-11-04 | 2022-05-29 |
| 7 | Samsung Asset Management (Hong Kong) Limited | Rep | Asset management | 2019-11-04 | 2022-05-29 |
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