Poon, Tony Wing Chuen 潘永全
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Arete Capital Asia Limited | Rep | Asset management | 2020-08-21 | |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2004-07-29 | Rep | Advising on securities | 2004-07-29 | Rep | Asset management | 2004-07-29 | Rep | Automated trading services | 2004-07-29 | Rep | Dealing in securities | 2004-11-09 | RO | Dealing in securities | 2004-11-09 | 2011-03-01 |
| 3 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2004-07-29 | Rep | Advising on securities | 2004-07-29 | Rep | Asset management | 2004-07-29 | Rep | Dealing in securities | 2004-07-29 | RO | Dealing in futures contracts | 2010-08-20 | 2011-03-01 |
| 4 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2004-07-29 | Rep | Asset management | 2004-07-29 | Rep | Automated trading services | 2004-07-29 | Rep | Dealing in futures contracts | 2004-11-09 | RO | Dealing in futures contracts | 2004-11-09 | 2011-03-01 |
| 5 | THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED | RO | Dealing in securities | 2011-03-23 | 2019-03-29 |
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