Poon, Tony Wing Chuen 潘永全

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Merrill Lynch (Asia Pacific) Limited Rep Advising on corporate finance 2004-07-29
2 Merrill Lynch (Asia Pacific) Limited Rep Advising on securities 2004-07-29
3 Merrill Lynch (Asia Pacific) Limited Rep Asset management 2004-07-29
4 Merrill Lynch (Asia Pacific) Limited Rep Automated trading services 2004-07-29
5 Merrill Lynch Far East Limited Rep Advising on corporate finance 2004-07-29
6 Merrill Lynch Far East Limited Rep Advising on securities 2004-07-29
7 Merrill Lynch Far East Limited Rep Asset management 2004-07-29
8 Merrill Lynch Far East Limited Rep Dealing in securities 2004-07-29
9 MERRILL LYNCH FUTURES (HONG KONG) LIMITED Rep Advising on futures contracts 2004-07-29
10 MERRILL LYNCH FUTURES (HONG KONG) LIMITED Rep Asset management 2004-07-29
11 MERRILL LYNCH FUTURES (HONG KONG) LIMITED Rep Automated trading services 2004-07-29
12 Merrill Lynch (Asia Pacific) Limited Rep Dealing in securities 2004-11-09
13 MERRILL LYNCH FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2004-11-09
14 Merrill Lynch (Asia Pacific) Limited RO Dealing in securities 2004-11-09 2011-03-01
15 MERRILL LYNCH FUTURES (HONG KONG) LIMITED RO Dealing in futures contracts 2004-11-09 2011-03-01
16 Merrill Lynch Far East Limited RO Dealing in futures contracts 2010-08-20 2011-03-01
17 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED RO Dealing in securities 2011-03-23 2019-03-29
18 Arete Capital Asia Limited Rep Asset management 2020-08-21

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