Cheung, Catherine Ka Man 張嘉敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PineBridge Investments Asia Limited | Rep | Advising on securities | 2015-09-23 | 2018-08-22 | Rep | Asset management | 2015-09-23 | 2018-08-22 | Rep | Dealing in securities | 2015-09-23 | 2018-08-22 |
| 2 | PineBridge Investments Hong Kong Limited | Rep | Asset management | 2015-09-23 | 2018-08-22 | Rep | Dealing in securities | 2015-09-23 | 2018-08-22 |
| 3 | T. Rowe Price Hong Kong Limited | Rep | Advising on securities | 2018-09-27 | Rep | Asset management | 2018-09-27 | Rep | Dealing in securities | 2018-09-27 |
| 4 | THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED | Rep | Dealing in securities | 2010-08-05 | 2012-05-19 |
| 5 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2005-10-06 | 2010-07-17 | Rep | Asset management | 2005-10-06 | 2010-07-17 | Rep | Advising on securities | 2012-07-03 | 2015-08-08 | Rep | Asset management | 2012-07-03 | 2015-08-08 |
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