Wong, Duncan Wing Fai 黃榮輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Amundi Hong Kong Limited | Rep | Dealing in securities | 2022-08-01 | 2023-04-02 |
| 2 | Janus Henderson Investors Hong Kong Limited | Rep | Advising on securities | 2003-07-02 | 2005-11-01 | Rep | Dealing in securities | 2003-07-02 | 2005-11-01 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2003-06-16 | Rep | Advising on securities | 2003-06-16 | Rep | Asset management | 2003-06-16 | Rep | Automated trading services | 2003-06-16 | Rep | Dealing in securities | 2003-06-16 |
| 4 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2003-06-16 | Rep | Advising on securities | 2003-06-16 | Rep | Asset management | 2003-06-16 | Rep | Dealing in securities | 2003-06-16 |
| 5 | SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | Dealing in securities | 2023-04-24 | |
| 6 | THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED | Rep | Dealing in securities | 2011-05-09 | 2017-07-31 | RO | Dealing in securities | 2017-07-31 | 2022-07-12 |
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