Chu, Peter
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2019-01-02 | 2022-11-24 | Rep | Dealing in securities | 2019-01-02 | 2022-11-24 |
| 2 | DEUTSCHE FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2003-06-19 | 2004-04-07 |
| 3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2004-01-08 | Rep | Asset management | 2004-01-08 | Rep | Advising on securities | 2004-04-07 | Rep | Dealing in securities | 2004-04-07 |
| 4 | Interactive Brokers Hong Kong Limited | Rep | Dealing in futures contracts | 2007-03-30 | 2010-10-22 | Rep | Dealing in securities | 2007-03-30 | 2010-10-22 | RO | Dealing in futures contracts | 2010-10-22 | 2015-04-15 | RO | Dealing in securities | 2010-10-22 | 2015-04-15 |
| 5 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2004-08-06 | 2007-02-23 |
| 6 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2004-04-14 | 2007-02-23 | Rep | Dealing in securities | 2004-04-14 | 2007-02-23 |
| 7 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2004-08-06 | 2007-02-23 |
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