Chan, Shiu Pong 陳兆邦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BIN YUAN CAPITAL LIMITED | RO | Asset management | 2015-09-29 | 2016-09-30 | RO | Advising on securities | 2016-03-11 | 2016-09-30 |
| 2 | Bluemount Asset Management Limited | RO | Asset management | 2016-11-22 | 2017-08-01 |
| 3 | Bluemount Securities Limited | RO | Advising on securities | 2016-11-30 | 2017-08-01 | RO | Dealing in securities | 2016-11-30 | 2017-08-01 |
| 4 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2005-09-30 | 2006-05-10 |
| 5 | Grand Rich (Hong Kong) International Limited | RO | Advising on securities | 2018-04-04 | 2021-01-31 | RO | Dealing in securities | 2018-04-04 | 2021-01-31 |
| 6 | Grand Rich Global Group Limited | RO | Asset management | 2019-08-23 | 2021-01-31 |
| 7 | Grand Rich Group Holdings Limited (b2017-03-31) | RO | Advising on futures contracts | 2018-04-04 | 2021-01-31 | RO | Dealing in futures contracts | 2018-04-04 | 2021-01-31 |
| 8 | JUMP TRADING HONG KONG LIMITED | RO | Dealing in futures contracts | 2021-11-05 | RO | Dealing in securities | 2021-11-05 |
| 9 | SBI China Capital Financial Services Limited | Rep | Dealing in securities | 2014-11-03 | 2015-08-13 |
| 10 | TOKAI TOKYO SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2006-05-18 | 2014-09-25 | Rep | Advising on securities | 2008-04-15 | 2014-09-25 | Rep | Dealing in futures contracts | 2008-04-15 | 2014-09-25 |
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